EECE 433 Chapter 19, Spring 2012
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Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
Schema Refinement and
Normal Forms
Chapter 19
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
Chapter Goal
The goal of this chapter is to use functional
dependency constraints to refine a
conceptual schema (one that was derived
from an ER model).
The idea is to eliminate or reduce
redundancy.
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
Outline
Overview of schema refinement approach
Functional Dependencies
Reasoning about FDs to infer more FDs
Introduce Normal Forms
Decompositions and properties
Decompositions of relations with
redundancies into smaller relations but
without redundancy
Schema Refinement discussion
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
Overview of the approach
To give an overview of the approach in this
chapter, we start with an example to
illustrate the issues, notations,
terminology, and potential solution.
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
Example: Constraints on Entity
Set
Consider relation obtained from Hourly_Emps:
Hourly_Emps (ssn, name, lot, rating, hrly_wages,
hrs_worked)
Notation: We will denote this relation schema by
listing the attributes: SNLRWH
This is really the set of attributes {S,N,L,R,W,H}.
Sometimes, we will refer to all attributes of a relation by
using the relation name. (e.g., Hourly_Emps for
SNLRWH)
Examples of FD constraints on Hourly_Emps:
ssn is the key: S SNLRWH
rating determines hrly_wages: R W
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
Example (cont-d): Redundancy Issues
Problems due to R W :
Update anomaly: Can we change W in just the 1st tuple of
SNLRWH?
Insertion anomaly: What if we want to insert an employee
and don’t know the hourly wage for his rating?
Deletion anomaly: If we delete all employees with rating 5,
we lose the information about the wage for rating 5!
S
N
L
R
W
H
123-22-3666
Attishoo
48
8
10
40
231-31-5368
Smiley
22
8
10
30
131-24-3650
Smethurst
35
5
7
30
434-26-3751
Guldu
35
5
7
32
612-67-4134
Madayan
35
8
10
40
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
Example (Cont-d.): Will two tables help?
S
N
L
R
H
123-22-3666
Attishoo
48
8
40
231-31-5368
Smiley
22
8
30
131-24-3650
Smethurst
35
5
30
434-26-3751
Guldu
35
5
32
612-67-4134
Madayan
35
8
40
R W
8
10
5
7
Hourly_Emps2
Wages
Now let’s check again:
Update anomaly: Can we change W in just the 1st tuple of
Wages?
Insertion anomaly: What if we want to insert an employee in
Hourly_Emps2 and don’t know the hourly wage for his
rating?
Deletion anomaly: If we delete all employees with rating 5 in
Hour;_Emps2, do we lose the information about the wage
for rating 5?
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
Problems with decomposition
1.
Query Performance may degrade
2.
Decomposed tables may be lossy, ie may
not be able to reconstruct original table.
3.
Performance issue with constraint
Checking: May require a join across split
tables.
These issues will be discussed further in
this chapter, along with special
decompositions (BCNF, 3NF) that may
address some of these issues.
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
In summary …
Redundancy is at the root of several problems
associated with relational schemas:
redundant storage, insert/delete/update anomalies
Integrity constraints, in particular functional
dependencies, can be used to identify schemas
with such problems and to suggest refinements.
Main refinement technique: decomposition
(replacing ABCD with, say, AB and BCD, or ACD and
ABD).
Decomposition should be used judiciously:
Is there reason to decompose a relation?
What problems (if any) does the decomposition cause?
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
1
Outline
Overview of schema refinement approach
Functional Dependencies
Reasoning about FDs to infer more FDs
Introduce Normal Forms
Decompositions and properties
Decompositions of relations with
redundancies into smaller relations but
without redundancy
Schema Refinement discussion
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
1
Functional Dependencies (FDs)
A functional dependency X Y holds over relation
R if, for every allowable instance r of R:
t1 r, t2 r, (t1) = (t2) implies (t1) = (t2)
i.e., given two tuples in r, if the X values agree, then the
Y values must also agree. (X and Y are sets of
attributes.)
An FD is a statement about all allowable relations.
Must be identified based on semantics of application.
Given some allowable instance r1 of R, we can check if it
violates some FD f, but we cannot tell if f holds over R!
K is a candidate key for R means that K R
However, K R does not require K to be minimal!
X
X
Y
Y
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
1
FD Example
Include example here
Illustrate :
We can check if a table instance violate a
certain FD.
But we can not infer from an instance the FDs
or that the FD holds all the time.
Note that FD constraints are given from the
semantics of the problem.
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
1
Outline
Overview of schema refinement approach
Functional Dependencies
Reasoning about FDs to infer more FDs
Introduce Normal Forms
Decompositions and properties
Decompositions of relations with
redundancies into smaller relations but
without redundancy
Schema Refinement discussion
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
1
Reasoning About FDs
Given some FDs, we can usually infer additional
FDs:
ssn did, did lot implies ssn lot
An FD f is implied by a set of FDs F if f holds
whenever all FDs in F hold.
= closure of F is the set of all FDs that are implied by F.
Armstrong’s Axioms (X, Y, Z are sets of attributes):
Reflexivity: If X Y, then Y X
Augmentation: If X Y, then XZ YZ for any Z
Transitivity: If X Y and Y Z, then X Z
These are sound (ie AA generate FDs only in F+) and complete (repeated
application of AA will generate all FDs in F+) inference rules for FDs!
F
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
1
Reasoning About FDs (Contd.)
Couple of additional rules (that follow from AA):
Union: If X Y and X Z, then X YZ
Decomposition: If X YZ, then X Y and X Z
Example: Contracts(cid,sid,jid,did,pid,qty,value),
and:
C is the key: C CSJDPQV (jid==project ID)
Project purchases each part using single contract: JP
C
Dept purchases at most one part from a supplier: SD
P
JP C, C CSJDPQV imply JP CSJDPQV
SD P implies SDJ JP
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
1
Reasoning About FDs (Contd.)
Computing the closure of a set of FDs can be
expensive. (Size of closure is exponential in #
attrs!)
Typically, we just want to check if a given FD X Y
is in the closure of a set of FDs F. An efficient
check:
Compute attribute closure of X (denoted ) wrt F:
• Set of all attributes A such that X A is in
Check if Y is in
Does F = {A B, B C, C D E } imply A E?
i.e, is A E in the closure ? Equivalently, is E
in ?
X
X
F
A
F
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
1
Attribute Closure Ex.
F={SSNENAME,
PNUMBER {PNAME, PLOCATION},
{SSN, PNUMBER} HOURS}
Find the following closure sets:
{SSN}+{SSN, ENAME}
{PNUMBER}+ {PNUMBER, PNAME, PLOCATION}
{SSN, PNUMBER}+
{SSN, PNUMBER, ENAME, PNAME, PLOCATION, HOURS}
?
?
?
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
1
Example problems (1)
1.
Consider the relation schema R(A,B,C), which has the FD B
→ C. If A is a candidate key for R, is it possible for R to be in
BCNF? If so, under what conditions? If not, explain why
not.
2. Suppose we have a relation schema R(A,B,C) representing a
relationship between two entity sets with keys A and B,
respectively, and suppose that R has (among others) the FDs
A
B and B
A. Explain what such a pair of dependencies
→
→
means (i.e., what they imply about the relationship that the
relation models).
ANS: ONE-TO-ONE RELATION
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
1
Example problems (2)
Consider a relation R with five attributes
ABCDE. You are given the following
dependencies: A
B, BC
E, and ED
A.
→
→
→
1.
List all keys for R.
ANS: BCD, CDE, ACD
Approach: Start with the listed dependencies,
and see how they can be augmented to get
dependencies implied on all attributes.
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
2
Outline
Overview of schema refinement approach
Functional Dependencies
Reasoning about FDs to infer more FDs
Introduce Normal Forms
Decompositions and properties
Decompositions of relations with
redundancies into smaller relations but
without redundancy
Schema Refinement discussion
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
2
Normal Forms
Returning to the issue of schema refinement, the
first question to ask is whether any refinement is
needed!
If a relation is in a certain normal form (BCNF, 3NF
etc.), it is known that certain kinds of problems are
avoided/minimized. This can be used to help us
decide whether decomposing the relation will help.
Role of FDs in detecting redundancy:
Consider a relation R with 3 attributes, ABC.
• No FDs hold: There is no redundancy here.
• Given A B: Several tuples could have the same A
value, and if so, they’ll all have the same B value!
• But if A is superkey (BCNF), no repetition.
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
2
Characterizing Normal Forms
BCNF: Left side of FD is a superkey
3NF: Right side of FD part of key
2NF: Left side and right side are not parts
of a key
1NF: (None of the above.) Every field
contains only atomic values, that is no lists
or sets.
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
2
Boyce-Codd Normal Form (BCNF)
Reln R with FDs F is in BCNF if, for all X A in
A X (called a trivial FD), or
X contains a key for R.
In other words, R is in BCNF if the only non-trivial
FDs that hold over R are key constraints.
No redundancy in R.
Example:
If example relation is in BCNF, the 2 tuples
must be identical (since X is a key), and
this can not happen, so no redundancy.
F
X
Y
A
x
y1
a
x
y2
?
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
2
Third Normal Form (3NF)
Reln R with FDs F is in 3NF if, for all X A in
A X (called a trivial FD), or
X contains a key for R, or
A is part of some key for R.
Minimality of a key is crucial in third condition
above!
If R is in BCNF, obviously in 3NF.
If R is in 3NF, some redundancy is possible. It is a
compromise, used when BCNF not achievable (e.g.,
no ``good’’ decomp, or performance
considerations).
Lossless-join dependency-preserving decomposition of R
F
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
2
Redundancy in 3NF - Example
Reserves(Sailors, Boat, Day, credit card) represented as
SBDC
FD: S C ; states that a sailor uses a unique credit
card to pay for a reservation.
The key is SBD.
Is R in 3NF?
Assume that the credit card also uniquely defines the
Sailor i.e. C S
Therefore, CBD is also a key.
Is R now in 3NF?
But in the table Reserves every tuple with same S value
should have the same C value some redundancy
exists.
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
2
2 NF and 1NF
2NF: Left side and right side are not parts
of a key
1NF: (None of the above.) Every field
contains only atomic values, that is no lists
or sets.
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
2
Examples – Normal Forms
Given R(students, course, instructor) where
FD1:{student, course}instructor and FD2: instructor
course
Is this relation in BCNF? Is it in 3NF?
Ans: IS and SC are keys. From SC, we can conclude it is in 3 NF
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
2
Example problems (2)
Consider a relation R with five attributes
ABCDE. You are given the following
dependencies: A
B, BC
E, and ED
A.
→
→
→
2. Is R in 3NF?
3. Is R in BCNF?
ANS: List the keys (see earlier example): BCD,
CDE, ACD
We conclude it is in 3NF
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
2
Outline
Overview of schema refinement approach
Functional Dependencies
Reasoning about FDs to infer more FDs
Introduce Normal Forms
Decompositions and properties
Decompositions of relations with
redundancies into smaller relations but
without redundancy
Schema Refinement discussion
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
3
Decomposition of a Relation
Scheme
Suppose that relation R contains attributes A1 ...
An. A decomposition of R consists of replacing R by
two or more relations such that:
Each new relation scheme contains a subset of the
attributes of R (and no attributes that do not appear in
R), and
Every attribute of R appears as an attribute of one of the
new relations.
Decomposing R means we will store instances of
the relation schemes produced by the
decomposition, instead of instances of R.
E.g., Can decompose SNLRWH into SNLRH and
RW
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
3
Example Decomposition
Decompositions should be used only when
needed.
SNLRWH has FDs S SNLRWH and R W
Second FD causes violation of 3NF; W values repeatedly
associated with R values. Easiest way to fix this is to
create a relation RW to store these associations, and to
remove W from the main schema:
• i.e., we decompose SNLRWH into SNLRH and RW
The information to be stored consists of SNLRWH
tuples. If we just store the projections of these
tuples onto SNLRH and RW, are there any potential
problems that we should be aware of?
SKIP
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
3
Problems with Decompositions
There are three potential problems to consider:
1. Some queries become more expensive.
• e.g., How much did sailor Joe earn? (salary = W*H)
2. Given instances of the decomposed relations, we may
not be able to reconstruct the corresponding instance
of the original relation! (lossy decomposition)
• Fortunately, not in the SNLRWH example.
3. Checking some dependencies may require joining the
instances of the decomposed relations.
• Fortunately, not in the SNLRWH example.
Tradeoff: Must consider these issues vs.
redundancy.
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
3
Example with Lossy Decomposition
A
B
C
1
2
3
4
5
6
7
2
8
1
2
8
7
2
3
A
B
C
1
2
3
4
5
6
7
2
8
A
B
1
2
4
5
7
2
B
C
2
3
5
6
2
8
Decomposing
ABC into AB
and BC:
Trying to recover ABC
from joining AB and
BC:
We do not get ABC!
See the additional
rows below…
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
3
Lossless Join Decompositions
Decomposition of R into X and Y is lossless-join
w.r.t. a set of FDs F if, for every instance r that
satisfies F:
(r) (r) = r
It is always true that r (r) (r)
In general, the other direction does not hold! If it does,
the decomposition is lossless-join.
It is essential that all decompositions used to deal
with redundancy be lossless! (Avoids Problem (2).)
X
Y
X
Y
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
3
More on Lossless Join
The decomposition of R into
X and Y is lossless-join wrt F
if and only if the closure of F
contains:
X Y X, or
X Y Y
In particular, the
decomposition of R into
UV and R - V is lossless-join
if U V holds over R.
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
3
Example 1 Lossless Join
Lossless Example :
• Decompose SNLRWH into SNLRH and RW.
• We get full recovery from the join
Note that R W causes
violation of 3NF (it is
2NF).
Since R is common, the
lossless join condition is
satisfied, and that explains
why we get full recovery.
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
3
Example 2 – Lossless Join
Consider R(M, Y, P, MP, C) AND
Functional dependencies:
F={M MP, {M,Y} P, MP C}
1.
Which of the following is a candidate key
{M}, {M,Y}, {M,C}
2.
Is R in BCNF? Is it in 3NF? Neither
3.
Assume that R is decomposed into R1(M,Y,P)
and R2(M,MP,C). Is this decomposition lossless?
ANS: Intersection = M MP C; therefore MR2
So lossless!
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
3
Example – Illustrating issue with
Dependency Preserving
Decomposition
Consider CSJDPQV, C is key, JP C and SD P.
BCNF decomposition: CSJDQV and SDP.(Check: JP is a super key)
Problem: Checking JP C requires a join!
Want Dependency preserving decomposition (Intuitive):
If R is decomposed into X, Y and we enforce the FDs that hold on X,
and on Y , then all FDs that were given to hold on R must also hold.
(Avoids Problem (3).)
Projection of set of FDs F: If R is decomposed into X, ... projection of F
onto X (denoted FX ) is the set of FDs U V in F+ (closure of F ) such
that U, V are in X.
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
3
Dependency Preserving Decompositions
Decomposition of R into X and Y is dependency
preserving if (FX union FY ) + = F +
i.e., if we consider only dependencies in the closure F + that can be
checked in X without considering Y, and in Y without considering X,
these imply all dependencies in F +.
i.e. All the FDs are either in X+ or Y+ but not across.
Important to consider F +, not F, in this definition:
SKIP
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
4
Example - Dependency Preserving
Decompositions does not imply Lossless
ABC, A B, B C, C A, decomposed into AB and
BC.
Is this dependency preserving? Is C A
preserved?????
Dependency preserving does not imply lossless
join:
ABC, A B, decomposed into AB and BC. Lossless?
No!
And vice-versa! Recall Earlier Example:
Consider CSJDPQV, C is key, JP C and SD P.
• BCNF decomposition: CSJDQV and SDP.(Check: JP is a super
key)
• Dependency preserving?
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
4
Outline
Overview of schema refinement approach
Functional Dependencies
Reasoning about FDs to infer more FDs
Introduce Normal Forms
Decompositions and properties
Decompositions of relations with
redundancies into smaller relations but
without redundancy
Schema Refinement discussion
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
4
Decomposition into BCNF
Consider relation R with FDs F. If X Y violates
BCNF, decompose R into R - Y and XY.
Repeated application of this idea will give us a collection
of relations that are in BCNF; lossless join
decomposition, and guaranteed to terminate.
e.g., CSJDPQV, key C, JP C, SD P, J S
To deal with SD P, decompose into SDP, CSJDQV.
To deal with J S, decompose CSJDQV into JS and
CJDQV
In general, several dependencies may cause
violation of BCNF. The order in which we ``deal
with’’ them could lead to very different sets of
relations!
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
4
BCNF and Dependency
Preservation – Fix creates
redundancy
In general, there may not be a dependency
preserving decomposition into BCNF.
e.g., CSZ, CS Z, Z C (note that Z is not a
superkey)
Can’t decompose while preserving 1st FD; not in BCNF.
Similarly, decomposition of CSJDPQV into SDP, JS
and CJDQV is not dependency preserving (w.r.t.
the FDs: SD P, J S, and JP C).
However, it is a lossless join decomposition.
In this case, adding JPC to the collection of relations
gives us a dependency preserving decomposition.
• JPC tuples stored only for checking FD! (Redundancy!)
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
4
Decomposition into 3NF
Obviously, the algorithm for lossless join decomp
into BCNF can be used to obtain a lossless join
decomp into 3NF (typically, can stop earlier).
To ensure dependency preservation, one idea:
If X Y is not preserved, add relation XY.
Problem is that XY may violate 3NF! e.g., consider the
addition of CJP to `preserve’ JP C. What if we also
have J C ?
Refinement: Instead of the given set of FDs F, use
a minimal cover for F.
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
4
Minimal Cover for a Set of FDs
Minimal cover G for a set of FDs F:
Closure of F = closure of G.
Right hand side of each FD in G is a single attribute.
If we modify G by deleting an FD or by deleting
attributes from an FD in G, the closure changes.
Intuitively, every FD in G is needed, and ``as small
as possible’’ in order to get the same closure as F.
e.g., A B, ABCD E, EF GH, ACDF EG
has the following minimal cover:
A B, ACD E, EF G and EF H
M.C. ® Lossless-Join, Dep. Pres. Decomp.
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
4
Outline
Overview of schema refinement approach
Functional Dependencies
Reasoning about FDs to infer more FDs
Introduce Normal Forms
Decompositions and properties
Decompositions of relations with
redundancies into smaller relations but
without redundancy
Schema Refinement discussion
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
4
How are FDs used in practice? –
Refining ER Diagrams and
Conceptual Designs
Let’s consider the following examples to
help in:
Describe constraints in entity sets (other than
key constraints) using FD and then use
Normalization to adjust design.
Describe constraints on a relationship set using
FD then use Normalization to adjust design.
Using FD and Normalization to then conclude
best placement of attributes.
Adjust the design in the “internet shop”case
study
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
4
Constraint on an Entity set
Consider the relation SNLRWH:
Ssn ssn, name, lot, rating, hourly_wages, hours_worked
Note that the FD: RW can not be expressed in
the ER diagram. Since ER diagram can only
capture key constraints for an entity.
Following the capture of the FD, we can conclude
that we need to decompose the relation to
eliminate redundancy: SNLRH and RW.
This leads to the adjusted design of having two
relations.
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
4
Constraints on a relationship Set
Recall the ternary relationship Contract that describes a
relationship among: Parts, Suppliers, and Departments all
together.
Refer to this schema as CQPSD: A contract with contract id C
specifies that a supplier S will supply some quantity Q of a
part P to department D.
Assume that we have a policy that a department purchases
at most one part from a given supplier: DS P
This dependency can not be captured in the ER diagram.
Following Normalization, we can decompose the relation
into: SQSD and SDP. Which eliminates redundancy.
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
5
Identifying Attributes of Entities
1st diagram translated:
Workers(S,N,L,D,S)
Departments(D,M,B)
Lots associated with
workers.
Suppose all workers in a
dept are assigned the
same lot: D L
Redundancy; fixed by:
Workers2(S,N,D,S)
Dept_Lots(D,L)
Can fine-tune this:
Workers2(S,N,D,S)
Departments(D,M,B,L)
lot
dname
budget
did
since
name
Works_In
Departments
Employees
ssn
lot
dname
budget
did
since
name
Works_In
Departments
Employees
ssn
Before:
After:
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
5
Summary of Schema Refinement
If a relation is in BCNF, it is free of redundancies
that can be detected using FDs. Thus, trying to
ensure that all relations are in BCNF is a good
heuristic.
If a relation is not in BCNF, we can try to
decompose it into a collection of BCNF relations.
Must consider whether all FDs are preserved. If a
lossless-join, dependency preserving decomposition
into BCNF is not possible (or unsuitable, given typical
queries), should consider decomposition into 3NF.
Decompositions should be carried out and/or re-
examined while keeping performance requirements in
mind
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
5
Backup: Additional Examples
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
5
What Does 3NF Achieve?
If 3NF violated by X A, Redundancy may happen:
X is a subset of some key K
• We store (X, A) pairs redundantly.
X is not a proper subset of any key.
• There is a chain of FDs K X A, which means
that we cannot associate an X value with a K value
unless we also associate an A value with an X value.
But: even if reln is in 3NF, these problems could
arise.
e.g., Reserves SBDC, S C, C S is in 3NF, but for
each reservation of sailor S, same (S, C) pair is stored.
Recall: (SBDC === Sailor, Boat, Day, Credit Card)
3NF is a compromise relative to BCNF. It
eliminates the first t o problems b t not the third
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
5
Review - Characterizing Normal
Forms
BCNF: Left side of FD is a superkey
3NF: Right side of FD part of key
2NF: Left side and right side are not parts
of a key (except for the key FD)
1NF: None of the above
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
5
Forms and Decomposition
Example (1)
Given the following relation: R(A,B,C,D,E), A
B, C
→
→ D.
State the strongest normal form that the relation is in
If it is not in BCNF decompose it into a collection of BCNF
Solution:
To determine form, need to determine key. (Starting
with fewest attributes, we try to determine which makes
up the key): ACE
From above FDs, we conclude that R is in 1NF.
To decompose into BCNF, apply (R – right side) & left-
right relation. Build the decomposition tree. Result: AB,
CD, ACE.
Database Management Systems, 3ed, R. Ramakrishnan and J. Gehrke
5
Forms and Decomposition
Example (2)
Consider the following relation R(A, B, C, D), and
the functional dependencies: C
→ D,
C
→ A,
B
C.
→
Identify the candidate key(s)
Identify the best normal form that R satisfies
If R is not in BCNF, decompose it into set of BCNF
relations that preserve dependencies.
Solution:
To determine form, need to determine key. (Starting with
fewest attributes, we try to determine which makes up the key):
B
From above FDs, we conclude that R is in 2NF.
To decompose into BCNF, apply (R – right side) & left-right
relation. Build the decomposition tree. Result: CD, AC, BC.
Check if Functional dependencies preserved in decomposition:
This one checks ok.